MIFiR Advanced

Start Dates: TBC

Duration: Online or Face to Face

Full Fee: POA

Network Members Fee: POA

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Programme overview

The MiFIR Transaction Reporting Advanced course will expand on the knowledge learnt in the Foundation course and delve into more complicated concepts associated with transaction reporting.

Learning outcomes:

This advanced-level course provides a greater insight into the complexities of transaction reporting and is suitable for compliance and operations professionals who are involved with MiFIR transaction reporting on a day-to-day basis. 

Who is the course for?

This advanced-level course provides a greater insight into the complexities of transaction reporting and is suitable for compliance and operations professionals who are involved with MiFIR transaction reporting on a day-to-day basis. 

Modules:

Introduction 

Overview – Short recap of key transaction reporting requirements Advanced concepts 

  • Branch reporting 
  • Group Affiliate reporting 
  • Use of INTC – One market fill for several clients 
  • Direct Electronic Access (DEA 
  • Fields 37-39 
  • Fields 42-56 
  • Fields 61-65 
  • Complex trade 
  • Hedging through CFD/Swaps 
  • Reporting OTC derivatives (e.g. FX forwards and swaps, interest rate swaps) 
  • Reporting transactions on non-EEA venues 
  • Reporting by a Trading venue 
  • Corporate Actions 

Methods and arrangements for reporting financial transactions 

  • Governance 
  • Controls and Procedures 
  • Quality Assurance 

Reporting Issues 

  • Common Reporting Errors 
  • Interaction with FCA 
  • Back reporting 
  • Preventing reoccurrence of issues 

Trainer Profile:

Please contact info@ifsskillnet.ie for more information on training providers.